Prudential supervision
Prudential supervision
- Management company of a collective investment scheme
- Depositary of an alternative investment fund
- Alternative investment funds (AIF) and undertakings for the collective investment in tradeable securities (UCITS)
- Requirements for investment funds and investment fund managers
- Prudential requirements for collective investment schemes funds and UCITS (and their managers)
- Adequacy of professional indemnity insurance for AIFMs
- Leveraged financing by investment institutions
- Calculation of fixed overheads requirement (FOR)
- Supplementary ICAAP guidance
- Q&A – Notification of prudential incidents or indications of prudential incidents at investment firms, investment funds/UCITS and investment fund managers/UCITS managers by an external auditor
- Opinion on UK prudential supervision for the purposes of Section 130(f) and 134(2) of the Bgfo
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